DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• R••• C••••••

M••••• A•••••••• L••BD affiliatedHermosa Beach, Ca dual registrantIAPD 2271129

Certified Financial Planner

Feed of 09/15/2026

Also filed as Chris C••••••

At current firm

7 y

since May 7, 2019

In the industry

33 y

since Oct 12, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• A•••••••• L•• BD affiliated current
since May 7, 2019 · Manhattan Beach, Ca
F•••• A••••• A••••••• S•••••••• I••• former
Jul 2, 2012 to May 6, 2019 · El Segundo, Ca
F•••• A••••• S••••••••• I••• former
Mar 9, 2009 to Aug 1, 2012 · El Segundo, Ca
I•• W••••• M••••••••• unclassified
Apr 28, 2005 to Jul 3, 2019 · El Segundo, Ca
C••••••••• R••••••••• P••••••• G••••• I••• unclassified
Jan 13, 2005 to Nov 16, 2005 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

I•• W••••• M••••••••• to F•••• A••••• S••••••••• I•••
left Jul 3, 2019, registered Mar 9, 2009 (-3768 days) · Other
F•••• A••••• A••••••• S•••••••• I••• to M••••• A•••••••• L••
left May 6, 2019, registered May 7, 2019 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Aug 1, 2012, registered Jul 2, 2012 (-30 days) · channel change inside one enterprise, not a move
C••••••••• R••••••••• P••••••• G••••• I••• to I•• W••••• M•••••••••
left Nov 16, 2005, registered Apr 28, 2005 (-202 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address