DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

Q•••• C••••••• L••

Independent wealth managerNew York, New YorkCRD 308203SEC 801-118601website IAPD

Latest filing Mar 30, 2026

First filing on the tape Mar 30, 2020 · 20 filings

SEC status approved since Apr 30, 2020

RAUM

$2.1B

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

89%

$1.8B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$187M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$2.1B as of Mar 30, 2026

Mar 3, 2021$104M then

HNW client RAUM$1.8B as of Mar 30, 2026

Mar 3, 2021$57.0M then

State-registered IARs (5.B.3)10 as of Mar 30, 2026

Mar 3, 20210 then

Employees (5.A)17 as of Mar 30, 2026

Mar 3, 20218 then

Private funds1 as of Mar 30, 2026

Mar 3, 20211 then

RAUM +25% over the last fiscal year+22% a year over threeIARs 8 to 10

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $187MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 34derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $6.1MderivedHNW RAUM over HNW clients
Average account: $769,257derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 11.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +25%derivedbetween the last two annual amendments
Advisor growth, one year: +25%derivedItem 5.B.3 between annual amendments
Client growth, one year: +4.5%derived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $213M, 69 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.8B88%
Pooled investment vehicles$124M6.0%
Charitable organizations$58.9M2.9%
Pension and profit-sharing plans$31.8M1.5%
Individuals$21.7M1.1%
Corporations and businesses$11.4M0.6%

Individual clients: 73reported
HNW clients: 298reported
Pension plan clients: 6reported
Charitable clients: 6reported
Accounts: 2,671reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $213M for 69 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.89 fund_share=0.06 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

11 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
G•••• S•••• F•••••Certified Financial Planner, Chartered Financial Analyst	New York, Ny	Feb 19, 2021	34 y	5
J••••• D••••• S•••••Chartered Financial Analyst	New York, Ny	Mar 4, 2021	10 y	0
K••• R•••• P••••••Certified Financial Planner	New York, Ny	Mar 8, 2022	29 y	3
R••••• S••••• O•••••••	New York, Ny	Oct 4, 2023	13 y	0
W•••••• A••••• J•••••	New York, Ny	Jun 13, 2024	27 y	1
R••••• J•••• S•••••••Chartered Financial Analyst	New York, Ny	Jul 7, 2025	12 y	2
K•••• D•• M••• S•••••	New York, Ny	Jul 8, 2025	10 y	0
B••••••• S••••••Chartered Financial Analyst	New York, Ny	Sep 29, 2025	11 y	0
Q••••• Y••	New York, Ny	Mar 31, 2026	10 y	3
M•••••• E••••• D••••••••	New York, Ny	Aug 26, 2026	33 y	0
J••• K••••••• L• P••••	New York, Ny	Sep 1, 2026	10 y	0

Advisor movement

2 left, 1 joined in 12 months

net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 18% of current headcount2 left over 36 months

Left, latest

M•••••• J•••• P•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Sep 10, 2026 · RIA to affiliated broker-dealer or bank
V•• W••••• M•••• to J••• M••••• S••••••••• L••
Sep 29, 2025 · RIA to wirehouse

Joined, latest

Q••••• Y•• from J••• M••••• S••••••••• L••
Mar 31, 2026 · Wirehouse to independent RIA
R••••• J•••• S••••••• from C••••• P••••••• L••
Jul 7, 2025 · RIA to RIA
W•••••• A••••• J••••• from P••••••• U••••• A•••••••• I•••
Jun 13, 2024 · RIA to RIA
K••• R•••• P•••••• from P••••••• U••••• A•••••••• I•••
Mar 8, 2022 · RIA to RIA
G•••• S•••• F••••• from P••••••• U••••• A•••••••• I•••
Feb 19, 2021 · RIA to RIA

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Q•••• L••• S•••• G••••• S•••• C•• F•••• L•	Hedge Fund	$124M	10	Mar 30, 2020

Owners and control persons

Schedule A and B, latest filing

F•••••• G••••• S•••• · Member, Manager, Portfolio Manager, Analystcontrol
since 03/2020 · owns 75% or more
J•••••• W••••••• A••••• · Presidentcontrol
since 09/2024 · owns less than 5%
M•••••• J••••••• L•• · Chief Compliance Officer
since 04/2026 · owns less than 5%
S•••••• J•••••• D••••• · Chief Operating Officer
since 01/2021 · owns less than 5%
F•••••• C••••••• L• · Trustee
since 07/2017 · owns F of G•••• S• F••••• 2••• D••••••••• T•••• F•• J••
F•••••• C••••••• L• · Trustee
since 07/2017 · owns F of G•••• S• F••••• 2••• D••••••••• T•••• F•• A••

Entity owners

G•••• S• F••••• 2••• D••••••••• T•••• F•• A•• · Trust
direct · owns 10% to 25%
G•••• S• F••••• 2••• D••••••••• T•••• F•• J•• · Trust
direct · owns 10% to 25%

Related persons

Schedule D 7.A

G••••••• T•• S•••••• L••
insurancen

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
New York, Ny · principal	11	4	2

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 2,406 to 2,671
Apr 25, 2025 to Mar 30, 2026
Advisory employees · 10 to 9
Apr 25, 2025 to Mar 30, 2026
HNW clients · 254 to 298
Apr 25, 2025 to Mar 30, 2026
Individual clients · 101 to 73
Apr 25, 2025 to Mar 30, 2026
Assets in custody · $166M to $213M
Apr 25, 2025 to Mar 30, 2026
Employees · 15 to 17
Apr 25, 2025 to Mar 30, 2026
State-registered IARs · 8 to 10
Apr 25, 2025 to Mar 30, 2026
Discretionary RAUM · $1.6B to $2.0B
Apr 25, 2025 to Mar 30, 2026
HNW RAUM · $1.4B to $1.8B
Apr 25, 2025 to Mar 30, 2026
Individual RAUM · $53.3M to $21.7M
Apr 25, 2025 to Mar 30, 2026
Pension RAUM · $56.8M to $31.8M
Apr 25, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $98.7M to $124M
Apr 25, 2025 to Mar 30, 2026
RAUM · $1.6B to $2.1B
Apr 25, 2025 to Mar 30, 2026
Accounts · 2,234 to 2,406
Oct 25, 2024 to Apr 25, 2025
Advisory employees · 12 to 10
Oct 25, 2024 to Apr 25, 2025
BD registered reps · 1 to 0
Oct 25, 2024 to Apr 25, 2025
Charity clients · 5 to 6
Oct 25, 2024 to Apr 25, 2025
HNW clients · 275 to 254
Oct 25, 2024 to Apr 25, 2025
Individual clients · 120 to 101
Oct 25, 2024 to Apr 25, 2025
Pension plan clients · unset to 6.0
Oct 25, 2024 to Apr 25, 2025
Employees · 12 to 15
Oct 25, 2024 to Apr 25, 2025
Financial planning clients · unset to
Oct 25, 2024 to Apr 25, 2025
Discretionary RAUM · $1.6B to $1.6B
Oct 25, 2024 to Apr 25, 2025
HNW RAUM · $1.4B to $1.4B
Oct 25, 2024 to Apr 25, 2025
Individual RAUM · $43.4M to $53.3M
Oct 25, 2024 to Apr 25, 2025
Non-discretionary RAUM · $0 to $23.0M
Oct 25, 2024 to Apr 25, 2025
Pension RAUM · $5.4M to $56.8M
Oct 25, 2024 to Apr 25, 2025
Pooled vehicle RAUM · $95.4M to $98.7M
Oct 25, 2024 to Apr 25, 2025
RAUM · $1.6B to $1.6B
Oct 25, 2024 to Apr 25, 2025
Accounts · 1,994 to 2,234
Apr 10, 2024 to Oct 25, 2024
Charity clients · 6 to 5
Apr 10, 2024 to Oct 25, 2024
HNW clients · 268 to 275
Apr 10, 2024 to Oct 25, 2024
Individual clients · 168 to 120
Apr 10, 2024 to Oct 25, 2024
Assets in custody · $174M to $166M
Apr 10, 2024 to Oct 25, 2024
State-registered IARs · 6 to 8
Apr 10, 2024 to Oct 25, 2024
Discretionary RAUM · $1.4B to $1.6B
Apr 10, 2024 to Oct 25, 2024
HNW RAUM · $1.2B to $1.4B
Apr 10, 2024 to Oct 25, 2024
Individual RAUM · $51.9M to $43.4M
Apr 10, 2024 to Oct 25, 2024
Pension RAUM · $4.8M to $5.4M
Apr 10, 2024 to Oct 25, 2024
Pooled vehicle RAUM · $80.4M to $95.4M
Apr 10, 2024 to Oct 25, 2024

Signals

6 dated events

M•••••• J•••• P•••• left Q•••• C••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-09-08)
Sep 10, 2026 · Advisor changed firm · fact
V•• W••••• M•••• left Q•••• C••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-11-05)
Sep 29, 2025 · Advisor changed firm · fact
Albert William Jollie (Chief Compliance Officer) appeared on Schedule A of Q•••• C••••••• L••
Oct 25, 2024 · Control person joined · fact
Q•••• C••••••• L•• reported RAUM $1.1B, up 42% from $787.9M (2022-11-04 to 2023-03-26)
Mar 26, 2023 · RAUM change · derived
Q•••• C••••••• L•• reported RAUM $787.9M, up 657% from $104.1M (2021-11-02 to 2022-03-14)
Mar 14, 2022 · RAUM change · derived
Q•••• C••••••• L•• filed its initial SEC registration (Form ADV)
Mar 30, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 212-796-0707reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/quentcapitalreportedpublic record, Form ADV, Sep 18, 2026
Website: quentcapital.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 212-796-0707reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $187Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026