DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Dominic Hooghkirk
Feed of 09/14/2026
At current firm
0 y
since Feb 13, 2026
In the industry
16 y
since Dec 30, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Feb 13, 2026 · Vancouver, Wa
- U.S. Bancorp Investments, Inc. formerDec 1, 2025 to Feb 13, 2026 · Vancouver, Wa
- Molina Wealth Management unclassifiedAug 6, 2024 to Dec 24, 2024 · Hillsboro, Or
- Pruco Securities, LLC no RAUMJun 23, 2021 to Jun 27, 2023 · Mercer Island, Wa
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Mar 26, 2020 · Portland, Or
- Chase Investment Services Corp. formerJan 1, 2010 to Oct 1, 2012 · Medford, Or
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- Molina Wealth Management to U.S. Bancorp Investments, Inc.left Dec 24, 2024, registered Dec 1, 2025 (342 days) · Other
- Pruco Securities, LLC to Molina Wealth Managementleft Jun 27, 2023, registered Aug 6, 2024 (406 days) · Other
- J.P. Morgan Securities LLC to Pruco Securities, LLCleft Mar 26, 2020, registered Jun 23, 2021 (454 days) · Wirehouse to affiliated broker-dealer or bank
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Thomas Dominic Hooghkirk left Molina Wealth Management for U.S. Bancorp Investments, Inc. (registered 2025-12-01)Dec 24, 2024 · Advisor changed firm · fact
- Thomas Dominic Hooghkirk left Pruco Securities, Llc for Molina Wealth Management (registered 2024-08-06)Jun 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address