RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• R••••••• W••••••
- F•••• T•••• A••••••• L• asset manager currentsince Nov 17, 2021 · Aurora, Oh
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Mar 8, 2019 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerNov 19, 2010 to Nov 8, 2018 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerDec 3, 2008 to Dec 31, 2010 · Aurora, Oh
- J••• H•••••• D••••••••• L•• unclassifiedJan 22, 2003 to Dec 31, 2006 · Aurora, Oh
- J••• H•••••• I••••••••• M••••••••• L•• to F•••• T•••• A••••••• L•left Mar 8, 2019, registered Nov 17, 2021 (985 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered Nov 19, 2010 (-42 days) · corporate re-registration, not a move
- J••• H•••••• D••••••••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Dec 31, 2006, registered Dec 3, 2008 (703 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address