RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• F•••••••• O•••••
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 28, 2025 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Oct 29, 2025 · Cincinnati, Oh
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 2, 2009 to Oct 5, 2009 · Blue Ash, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 24, 2009 · Beavercreek, Oh
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedMay 16, 2001 to Apr 2, 2007 · Beavercreek, Oh
- A••••••••• F•••••••• S•••••••• L•• to W•••• I••••••••• A•••••••• L••left Oct 29, 2025, registered Oct 28, 2025 (-1 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to A••••••••• A•••••• S•••••••• I•••left Jun 24, 2009, registered Jun 2, 2009 (-22 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- S•••••• F•••••••• O••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2025-10-28)Oct 29, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address