DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• K•••••

P••••••••• F•••••••• S•••••••••state registeredAtlanta, Ga dual registrantIAPD 2274097

Certified Financial Planner

Feed of 09/15/2026

At current firm

26 y

since Sep 28, 1999

In the industry

37 y

since May 1, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Nov 5, 2024 · Coral Springs, Fl
P••••••••• F•••••••• S••••••••• state registered current
since Sep 28, 1999 · Coral Springs, Fl
A••••••• P••••••••• A•••••••• I•• former
Mar 30, 2007 to Oct 11, 2024 · Holbrook, Ny
Q•••••• A•••• M••••••••• I••• former
Jan 7, 2005 to Mar 28, 2007 · Coral Springs, Fl
Q•••••• C•••••• C••••••••• unclassified
Dec 1, 2004 to Dec 31, 2005 · Coral Springs, Fl
L••••• A••••••• S•••••••• I••• unclassified
Aug 27, 1999 to Dec 13, 2004 · Coral Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••••• P••••••••• A•••••••• I•• to O•••• A••••••• S•••••••• L••
left Oct 11, 2024, registered Nov 5, 2024 (25 days) · Affiliated broker-dealer or bank to another · moved with a team
Q•••••• A•••• M••••••••• I••• to A••••••• P••••••••• A•••••••• I••
left Mar 28, 2007, registered Mar 30, 2007 (2 days) · Other
Q•••••• C•••••• C••••••••• to Q•••••• A•••• M••••••••• I•••
left Dec 31, 2005, registered Jan 7, 2005 (-358 days) · corporate re-registration, not a move
L••••• A••••••• S•••••••• I••• to P••••••••• F•••••••• S•••••••••
left Dec 13, 2004, registered Sep 28, 1999 (-1903 days) · Other

Signals

J•••• K••••• left A••••••• P••••••••• A•••••••• I•• for O•••• A••••••• S•••••••• L•• (registered 2024-11-05)
Oct 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address