DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• J• W•••

C••••• I••••••••• A••••••• L••BD affiliatedSpring Hill, Fldual registrantIAPD 2274132

Feed of 09/14/2026

Also filed as B•••• John W•••

At current firm

1 y

since Nov 7, 2024

In the industry

31 y

since Dec 19, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Nov 7, 2024 · Spring Hill, Fl
E••••• J•••• national BD
Feb 3, 2023 to Nov 12, 2024 · Spring Hill, Fl
L•• F•••••••• L•• BD affiliated
May 22, 2017 to Jun 3, 2022 · Merrimack, Nh
O•••• I••••••••• I••• BD affiliated
Mar 3, 2016 to May 23, 2017 · Concord, Nh
M•• I•••••••• S•••••••• L•• BD affiliated
May 12, 2015 to Feb 24, 2016 · Nashua, Nh
W•••••• • R••• former
Mar 3, 2014 to Mar 11, 2015 · Bedford, Nh
C••••••• S••••••••• I••• BD affiliated
May 15, 2007 to Mar 24, 2014 · Gloucester, Ma
I•••••••• C•••••• A••••••• former
Jun 16, 2005 to May 3, 2007 · Beverly, Ma
E•••••• P•••• A••••••• I••• unclassified
Mar 10, 2003 to Jun 16, 2005 · Portsmouth, Nh

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to C••••• I••••••••• A••••••• L••
left Nov 12, 2024, registered Nov 7, 2024 (-5 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to E••••• J••••
left Jun 3, 2022, registered Feb 3, 2023 (245 days) · RIA to affiliated broker-dealer or bank
O•••• I••••••••• I••• to L•• F•••••••• L••
left May 23, 2017, registered May 22, 2017 (-1 days) · Other
M•• I•••••••• S•••••••• L•• to O•••• I••••••••• I•••
left Feb 24, 2016, registered Mar 3, 2016 (8 days) · Other
W•••••• • R••• to M•• I•••••••• S•••••••• L••
left Mar 11, 2015, registered May 12, 2015 (62 days) · Other
C••••••• S••••••••• I••• to W•••••• • R•••
left Mar 24, 2014, registered Mar 3, 2014 (-21 days) · Other
I•••••••• C•••••• A••••••• to C••••••• S••••••••• I•••
left May 3, 2007, registered May 15, 2007 (12 days) · Other
E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••
left Jun 16, 2005, registered Jun 16, 2005 (0 days) · Other

Signals

B•••• J• W••• left E••••• J•••• for C••••• I••••••••• A••••••• L•• (registered 2024-11-07)
Nov 12, 2024 · Advisor changed firm · fact
B•••• J• W••• left L•• F•••••••• L•• for E••••• J•••• (registered 2023-02-03)
Jun 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address