DFX Intelligence
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Registered advisor
D•••••• F••••••• K•••
Certified Financial Planner
Feed of 09/15/2026
Also filed as D•••••• F••••••• K••••••••• F• K•••
At current firm
5 y
since Mar 3, 2021
In the industry
34 y
since Sep 10, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T•• A•••••••• I••• BD affiliated currentsince Mar 3, 2021 · New Orleans, La
- C•••••••• F•••••••• G•••• A••••••• formerFeb 25, 2010 to Mar 20, 2017 · Louisville, Ky
- I••••• F•••••••• C••••••••• formerApr 14, 2003 to Jul 21, 2004 · Atlanta, Ga
- B••• I••••••••• S•••••••• I••• formerApr 8, 2002 to Jul 12, 2002 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to T•• A•••••••• I•••left Mar 20, 2017, registered Mar 3, 2021 (1444 days) · Other
- I••••• F•••••••• C••••••••• to C•••••••• F•••••••• G•••• A•••••••left Jul 21, 2004, registered Feb 25, 2010 (2045 days) · Other
- B••• I••••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Jul 12, 2002, registered Apr 14, 2003 (276 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address