RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• P••• F••••
- G••••• W••••• M••••••••• I••• BD affiliated currentsince Apr 1, 2008 · Foxfield, Co
- F•••••••• D••••• • M••••••••• I••• formerApr 17, 2008 to May 29, 2020 · Foxfield, Co
- A••••• • A••••••••• I•• unclassifiedMar 31, 2008 to Sep 6, 2011 · Lakewood, Co
- O•••• W•••••• I••• BD affiliatedAug 25, 2004 to Apr 25, 2008 · Lakewood, Co
- F•••••••• D••••• • M••••••••• I••• to no registered destinationleft May 29, 2020 · Departure, no registered destination
- A••••• • A••••••••• I•• to G••••• W••••• M••••••••• I•••left Sep 6, 2011, registered Apr 1, 2008 (-1253 days) · Other
- O•••• W•••••• I••• to A••••• • A••••••••• I••left Apr 25, 2008, registered Mar 31, 2008 (-25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address