DFX Intelligence
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Registered advisor
J•••• E••••• P•••••
Feed of 09/14/2026
Also filed as J•• P•••••
At current firm
10 y
since Sep 24, 2015
In the industry
33 y
since Nov 9, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 24, 2015 · Ortonville, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedDec 14, 2009 to Sep 14, 2015 · St. Clair, Mi
- C•••• I••••••••• S••••••• C•••• formerMar 7, 2006 to Dec 4, 2009 · Fort Gratiot, Mi
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••left Sep 14, 2015, registered Sep 24, 2015 (10 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Dec 4, 2009, registered Dec 14, 2009 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address