RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• K••••• C•••
- K••••• A•••••••• I••• BD affiliated currentsince Mar 28, 2017 · Ft. Lauderdale, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 2, 2015 to Dec 31, 2016 · Bentonville, Ar
- I•• W••••• M••••••••• I••• BD affiliatedOct 6, 2009 to Feb 3, 2015 · Rogers, Ar
- A••••• W••••• M••••••••• independent RIAFeb 28, 2002 to May 1, 2009 · Bentonville, Ar
- C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• A•••••••• I•••left Dec 31, 2016, registered Mar 28, 2017 (87 days) · Other
- I•• W••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 3, 2015, registered Feb 2, 2015 (-1 days) · Other
- A••••• W••••• M••••••••• to I•• W••••• M••••••••• I•••left May 1, 2009, registered Oct 6, 2009 (158 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address