DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Reginald Davis
Feed of 09/14/2026
At current firm
8 y
since Sep 6, 2018
In the industry
33 y
since Oct 16, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Reg Davis Investments, LLC state registered currentsince Sep 6, 2018 · Grand Prairie, Tx
- James R. Davis unclassifiedApr 28, 2008 to Apr 28, 2008 · Grand Prairie, Tx
- Hodges Capital Management Inc mixed wealthJan 3, 2007 to Jul 30, 2007 · Dallas, Tx
- First Dallas Securities, Inc. independent RIAAug 7, 2006 to Jul 30, 2007 · Dallas, Tx
- Bbva Compass Investment Solutions, Inc unclassifiedJun 28, 2006 to Aug 8, 2006 · Arlington, Tx
- S&P Investors, Inc. unclassifiedNov 1, 2002 to Jan 3, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- James R. Davis to Reg Davis Investments, LLCleft Apr 28, 2008, registered Sep 6, 2018 (3783 days) · Other
- Hodges Capital Management Inc to James R. Davisleft Jul 30, 2007, registered Apr 28, 2008 (273 days) · Other
- First Dallas Securities, Inc. to Hodges Capital Management Incleft Jul 30, 2007, registered Jan 3, 2007 (-208 days) · Other
- Bbva Compass Investment Solutions, Inc to First Dallas Securities, Inc.left Aug 8, 2006, registered Aug 7, 2006 (-1 days) · Other
- S&P Investors, Inc. to Bbva Compass Investment Solutions, Incleft Jan 3, 2005, registered Jun 28, 2006 (541 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address