RIA Intelligence

• M••••• S•••••• wirehouse current
  since Apr 30, 2022 · Columbia, Md
• U•• F•••••••• S••••••• I••• wirehouse
  Apr 19, 2013 to May 10, 2022 · Port Jefferson, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 2, 2001 to Sep 25, 2006 · S••••Town, Ny

• U•• F•••••••• S••••••• I••• to M••••• S••••••
  left May 10, 2022, registered Apr 30, 2022 (-10 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
  left Sep 25, 2006, registered Apr 19, 2013 (2398 days) · Wirehouse to wirehouse

• C•••••••• M•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-04-30)
  May 10, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address