DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin W Diamond

LPL Financial LLCBD affiliatedBayside, Ny dual registrantIAPD 2281923

Feed of 09/15/2026

Also filed as Kevin W Diamond

At current firm

0 y

since Jul 28, 2026

In the industry

33 y

since Dec 18, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 28, 2026 · New York, Ny
Citigroup Global Markets Inc. BD affiliated
May 5, 2025 to Aug 6, 2026 · New York, Ny
Cambridge Investment Research Advisors, Inc. BD affiliated
Apr 5, 2021 to Dec 31, 2023 · Rockville Centre, Ny
Hsbc Securities (USA) Inc. BD affiliated
May 1, 2017 to Jun 5, 2020 · New York, Ny
Cambridge Investment Research Advisors, Inc. BD affiliated
Jul 24, 2015 to Apr 4, 2017 · Valley Stream, Ny
Wells Fargo Advisors wirehouse
Jan 27, 2012 to Jul 28, 2015 · New York, Ny
Chase Investment Services Corp. former
Oct 1, 2004 to Jan 30, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Citigroup Global Markets Inc. to LPL Financial LLC
left Aug 6, 2026, registered Jul 28, 2026 (-9 days) · Affiliated broker-dealer or bank to another
Cambridge Investment Research Advisors, Inc. to Citigroup Global Markets Inc.
left Dec 31, 2023, registered May 5, 2025 (491 days) · Affiliated broker-dealer or bank to another
Hsbc Securities (USA) Inc. to Cambridge Investment Research Advisors, Inc.
left Jun 5, 2020, registered Apr 5, 2021 (304 days) · Affiliated broker-dealer or bank to another
Cambridge Investment Research Advisors, Inc. to Hsbc Securities (USA) Inc.
left Apr 4, 2017, registered May 1, 2017 (27 days) · Other
Wells Fargo Advisors to Cambridge Investment Research Advisors, Inc.
left Jul 28, 2015, registered Jul 24, 2015 (-4 days) · Other
Chase Investment Services Corp. to Wells Fargo Advisors
left Jan 30, 2012, registered Jan 27, 2012 (-3 days) · Other

Signals

Kevin W Diamond left Citigroup Global Markets Inc. for Lpl Financial Llc (registered 2026-07-28)
Aug 6, 2026 · Advisor changed firm · fact
Kevin W Diamond left Cambridge Investment Research Advisors, Inc. for Citigroup Global Markets Inc. (registered 2025-05-05)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address