DFX Intelligence
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Registered advisor
B•••• J••• C••••
Feed of 09/15/2026
Also filed as B• J• C••••
At current firm
11 y
since Feb 6, 2015
In the industry
32 y
since Mar 14, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••• F•••••••• S•••••••• L•• state registered currentsince Feb 6, 2015 · Norman, Ok
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Dec 19, 2014 · Norman, Ok
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 23, 2006 to Jan 2, 2009 · Norman, Ok
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 30, 2003 to Feb 3, 2006 · Norman, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 13, 1999 to Jun 4, 2003 · Lindsay, Ok
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••• F•••••••• S•••••••• L••left Dec 19, 2014, registered Feb 6, 2015 (49 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Feb 3, 2006, registered Feb 23, 2006 (20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jun 4, 2003, registered May 30, 2003 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address