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Registered advisor
J••••• C•••••• M••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••••• M••••
At current firm
7 y
since Sep 17, 2019
In the industry
33 y
since Dec 14, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 17, 2019 · La Mesa, Ca
- W•••• F•••• A••••••• wirehouseMay 2, 2008 to Sep 19, 2019 · La Mesa, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 20, 1998 to May 29, 2008 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Sep 19, 2019, registered Sep 17, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left May 29, 2008, registered May 2, 2008 (-27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address