DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Norman David Eccarius
Feed of 09/15/2026
Also filed as David Eccarius
At current firm
0 y
since Jan 8, 2026
In the industry
33 y
since Apr 6, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Horter Investment Management, LLC independent RIA currentsince Jan 8, 2026 · Saint Charles, Mo
- Ae Wealth Management, LLC BD affiliatedNov 13, 2023 to Jan 2, 2026 · Chesterfield, Mo
- Center Street Advisors, Inc. formerJun 7, 2017 to Aug 20, 2020 · St. Peters, Mo
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerNov 13, 2008 to Feb 9, 2017 · Glastonbury, Ct
- C. P. S. Advisors, Inc. unclassifiedAug 23, 1999 to Oct 20, 2008 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Horter Investment Management, LLCleft Jan 2, 2026, registered Jan 8, 2026 (6 days) · Affiliated broker-dealer or bank to independent RIA
- Center Street Advisors, Inc. to Ae Wealth Management, LLCleft Aug 20, 2020, registered Nov 13, 2023 (1180 days) · RIA to affiliated broker-dealer or bank
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Center Street Advisors, Inc.left Feb 9, 2017, registered Jun 7, 2017 (118 days) · Other
- C. P. S. Advisors, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Oct 20, 2008, registered Nov 13, 2008 (24 days) · Other
Signals
- Norman David Eccarius left Ae Wealth Management, Llc for Horter Investment Management, Llc (registered 2026-01-08)Jan 2, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address