DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Advisory Consulting Group LLC

Former SEC-registered adviserAlameda, CaliforniaCRD 142666SEC 801-67391IAPD
Latest filing Jan 14, 2020
First filing on the tape Jan 23, 2012 · 23 filings
RAUM
$23.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$23.2M as of Jan 14, 2020
Jan 23, 2012$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jan 14, 2020
Jan 23, 20120 then
Employees (5.A)2 as of Jan 14, 2020
Mar 28, 20132 then
Private funds: no history
RAUM +24% over the last fiscal year+7.6% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Jan 14, 2020; every figure names its basis
RAUM per advisor
$11.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$23.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$23.2M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Walton Robert Stebbins · Principal, Managing Member, Ccocontrol
    since 11/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Advisory Consulting Group LLC as a related person
Offices
Schedule D 1.F, the 25 largest
  • Centennial, CO1 employees
What changed
consecutive filings, newest first
  • Pension plan clients · 25 to 1
    Oct 7, 2019 to Jan 14, 2020
  • Discretionary RAUM · $18.7M to $23.2M
    Oct 7, 2019 to Jan 14, 2020
  • Pension RAUM · $18.7M to $23.2M
    Oct 7, 2019 to Jan 14, 2020
  • RAUM · $18.7M to $23.2M
    Oct 7, 2019 to Jan 14, 2020
  • Related adviser · true to false
    Oct 7, 2019 to Jan 14, 2020
  • Advisory employees · 3 to 2
    Feb 4, 2019 to Apr 1, 2019
  • Employees · 3 to 2
    Feb 4, 2019 to Apr 1, 2019
  • State-registered IARs · 3 to 2
    Feb 4, 2019 to Apr 1, 2019
  • Advisory employees · 4 to 3
    Dec 18, 2018 to Feb 4, 2019
  • Pension plan clients · 19 to 25
    Dec 18, 2018 to Feb 4, 2019
  • Employees · 4 to 3
    Dec 18, 2018 to Feb 4, 2019
  • State-registered IARs · 4 to 3
    Dec 18, 2018 to Feb 4, 2019
  • Discretionary RAUM · $20.9M to $18.7M
    Dec 18, 2018 to Feb 4, 2019
  • Pension RAUM · $20.9M to $18.7M
    Dec 18, 2018 to Feb 4, 2019
  • RAUM · $20.9M to $18.7M
    Dec 18, 2018 to Feb 4, 2019
  • Advisory employees · 5 to 4
    Sep 8, 2017 to Feb 16, 2018
  • Pension plan clients · unset to 19.0
    Sep 8, 2017 to Feb 16, 2018
  • Employees · 5 to 4
    Sep 8, 2017 to Feb 16, 2018
  • State-registered IARs · 5 to 4
    Sep 8, 2017 to Feb 16, 2018
  • Other offices · unset to 1.0
    Sep 8, 2017 to Feb 16, 2018
  • Discretionary RAUM · $18.6M to $20.9M
    Sep 8, 2017 to Feb 16, 2018
  • Pension RAUM · unset to 20927205.0
    Sep 8, 2017 to Feb 16, 2018
  • RAUM · $18.6M to $20.9M
    Sep 8, 2017 to Feb 16, 2018
  • Advisory employees · 2 to 5
    Jan 18, 2017 to Aug 4, 2017
  • Employees · 2 to 5
    Jan 18, 2017 to Aug 4, 2017
  • State-registered IARs · 2 to 5
    Jan 18, 2017 to Aug 4, 2017
  • Related adviser · false to true
    Jan 18, 2017 to Aug 4, 2017
  • Discretionary RAUM · $17.1M to $18.6M
    Jan 21, 2016 to Jan 18, 2017
  • RAUM · $17.1M to $18.6M
    Jan 21, 2016 to Jan 18, 2017
  • Accounts · unset to 1.0
    Jan 13, 2015 to Jan 20, 2016
  • Discretionary RAUM · unset to 17119616.0
    Jan 13, 2015 to Jan 20, 2016
  • Non-discretionary RAUM · unset to 0.0
    Jan 13, 2015 to Jan 20, 2016
  • RAUM · unset to 17119616.0
    Jan 13, 2015 to Jan 20, 2016
  • Advisory activities · 3 to 1
    Jul 23, 2013 to Feb 27, 2014
  • HQ city · WALNUT CREEK to ALAMEDA
    Mar 28, 2013 to Jul 23, 2013
  • Advisory employees · 12 to 2
    Nov 8, 2012 to Mar 28, 2013
  • Employees · 12 to 2
    Nov 8, 2012 to Mar 28, 2013
  • Financial planning clients · 1-10 to 0
    Nov 8, 2012 to Mar 28, 2013
  • State-registered IARs · 12 to 2
    Nov 8, 2012 to Mar 28, 2013
  • Accounts · 15.0 to unset
    May 22, 2012 to Nov 8, 2012
Signals
1 dated events
  • Amedio Thomas Gonnella (Cco) no longer on Schedule A of Advisory Consulting Group Llc (listed 2019-02-04, absent 2019-04-01)
    Apr 1, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026