RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A•••• S•••••••••
- E•••••••• P•• S••••• F•••••••• independent RIA currentsince May 4, 2012 · Avon, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 4, 2017 · Avon, Oh
- E•••••••• P•• S••••• F•••••••• independent RIAMay 26, 2005 to Dec 31, 2010 · Avon, Oh
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 20, 2004 to Jan 2, 2009 · Avon, Oh
- F••••• W••••• C••••••••• I••• ••• •••••••• unclassifiedFeb 20, 2003 to Nov 18, 2004 · Cleveland, Oh
- L•• F•••••••• L•• BD affiliatedOct 18, 1999 to Jan 7, 2004 · Cleveland, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••••• P•• S••••• F••••••••left Oct 4, 2017, registered May 4, 2012 (-1979 days) · Other
- E•••••••• P•• S••••• F•••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2010, registered Jan 2, 2009 (-728 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to E•••••••• P•• S••••• F••••••••left Jan 2, 2009, registered May 26, 2005 (-1317 days) · Other
- F••••• W••••• C••••••••• I••• ••• •••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Nov 18, 2004, registered Jan 20, 2004 (-303 days) · Other
- L•• F•••••••• L•• to F••••• W••••• C••••••••• I••• ••• ••••••••left Jan 7, 2004, registered Feb 20, 2003 (-321 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address