A••• H•••••• M•••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Apr 1, 2021 · Concord, Nh
• L•• F•••••••• L•• BD affiliated
  Feb 14, 2018 to Apr 8, 2021 · North Hampton, Nh
• I••••• F•••••••• C••••••••• former
  Aug 30, 2007 to Feb 14, 2018 · Appleton, Wi
• O•••• F•• I••• former
  Nov 6, 2006 to Sep 10, 2007 · Hampton, Nh

• L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Apr 8, 2021, registered Apr 1, 2021 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to I••••• F•••••••• C•••••••••
  left Sep 10, 2007, registered Aug 30, 2007 (-11 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address