R••••• C•••••• W•••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 14, 2023 · Ramsey, Nj
• W•••• F•••• A••••••• wirehouse
  Nov 7, 2014 to Sep 19, 2023 · Ramsey, Nj
• L•• F•••••••• L•• BD affiliated
  May 15, 2012 to Nov 17, 2014 · Lockport, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Jun 12, 2006 to May 15, 2012 · Nanuet, Ny

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Sep 19, 2023, registered Sep 14, 2023 (-5 days) · Wirehouse to affiliated broker-dealer or bank
• L•• F•••••••• L•• to W•••• F•••• A•••••••
  left Nov 17, 2014, registered Nov 7, 2014 (-10 days) · Other
• H••• S••••••••• •••• I••• to L•• F•••••••• L••
  left May 15, 2012, registered May 15, 2012 (0 days) · corporate re-registration, not a move

• R••••• C•••••• W••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2023-09-14)
  Sep 19, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address