DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealth Management
Wealth manager with institutional or fund businessNorfolk, NebraskaCRD 137080SEC 801-65977websiteIAPD
Legal name Wealth Management Nebraska LLC
Latest filing Aug 3, 2026
First filing on the tape Mar 28, 2012 · 58 filings
SEC status approved since Feb 17, 2006
RAUM
$3.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
46%
$1.7B individuals and HNW
Advisors
47
registered through the firm on IAPD
RAUM per advisor
$78.9M
derived; firm RAUM over IAPD count
Employees
61
49 advisory (5.B.1)
Offices
29
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$3.7B as of Aug 3, 2026
Mar 28, 2012$259M then
HNW client RAUM$872M as of Aug 3, 2026
Mar 27, 2018$328M then
State-registered IARs (5.B.3)44 as of Aug 3, 2026
Mar 21, 201326 then
Employees (5.A)61 as of Aug 3, 2026
Mar 21, 201333 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 44 to 44
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $78.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $854,016derivedHNW RAUM over HNW clients
- Average account
- $780,616derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 53%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.6derived30 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.0B53%
- High-net-worth individuals$872M24%
- Individuals$849M23%
- Charitable organizations$13.9M0.4%
- Corporations and businesses$7.2M0.2%
- State and municipal entities$421,1420.0%
- Individual clients
- 3,710reported
- HNW clients
- 1,021reported
- Pension plan clients
- 1reported
- Charitable clients
- 7reported
- Accounts
- 4,751reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.46 fund_share=0.0 institutional_share=0.53 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
45 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gary Breneman | Chesterfield, Mo | Mar 20, 2006 | 47 y | 1 |
| Corey David Breneman | Norfolk, Ne | Apr 7, 2006 | 28 y | 1 |
| Norbert Gonzales | San Antonio, Tx | Feb 9, 2007 | 40 y | 1 |
| Terry Thomas Galloway | Elwood, Ne | Oct 15, 2007 | 38 y | 0 |
| Phillip D MaltzahnPersonal Financial Specialist | Norfolk, Ne | Oct 15, 2007 | 29 y | 0 |
| Marcy Jean Luth | Grand Island, Ne | Nov 2, 2007 | 36 y | 0 |
| Robert Dean Almquist | Norfolk, Ne | Dec 21, 2007 | 49 y | 0 |
| Mark Edward Clark | Norfolk, Ne | Nov 5, 2008 | 33 y | 1 |
| Christine Ranae Shenk | Norfolk, Ne | Jan 2, 2009 | 30 y | 0 |
| Timothy Allan Vaughn | Norfolk, Ne | Jan 2, 2009 | 18 y | 0 |
| Ryan Lyle Burger | Norfolk, Ne | Feb 13, 2009 | 17 y | 0 |
| Regan Lee Else | Norfolk, Ne | Jan 7, 2011 | 15 y | 0 |
| Jay Malik | Easton, Pa | Nov 15, 2011 | 29 y | 0 |
| Joseph Patrick StumpPersonal Financial Specialist | Norfolk, Ne | Nov 27, 2012 | 19 y | 0 |
| Francesco Fiore | Norfolk, Ne | Jun 27, 2014 | 20 y | 0 |
| Suping YangPersonal Financial Specialist | Vancouver, Wa | Aug 29, 2014 | 24 y | 3 |
| Kyle Reed OverturfPersonal Financial Specialist | Norfolk, Ne | Jan 28, 2015 | 16 y | 0 |
| Joshua A Kegley | Elkhorn, Ne | Jul 20, 2015 | 11 y | 0 |
| Jamie Lynn ClemansPersonal Financial Specialist | Norfolk, Ne | Feb 25, 2016 | 18 y | 0 |
| Barbara Ann Harmon | Norfolk, Ne | Jun 29, 2016 | 28 y | 0 |
| John Jeb Williamson | Cullman, Al | Aug 14, 2017 | 21 y | 0 |
| Charles Zelig Tzinberg | Norfolk, Ne | Nov 8, 2017 | 43 y | 0 |
| Ryan C Anderson | Mundelein, Il | Dec 11, 2017 | 10 y | 0 |
| Kaylynn H DaleboutPersonal Financial Specialist | Mansfield, Tx | Jan 7, 2019 | 25 y | 0 |
| James Curtis CurranPersonal Financial Specialist | St. Louis, Mo | Sep 11, 2019 | 20 y | 2 |
| Jeanna Marie Stephens | Norfolk, Ne | Sep 23, 2019 | 11 y | 0 |
| David Patrick Smith | Norfolk, Ne | Dec 13, 2019 | 22 y | 3 |
| Daniel Taylor Rice | Norfolk, Ne | Jan 7, 2021 | 22 y | 0 |
| Kristy Lee Hight | Norfolk, Ne | Jan 13, 2021 | 11 y | 1 |
| Charles Andrew Castle | Norfolk, Ne | Feb 19, 2021 | 19 y | 0 |
| Thomas Joseph Pohlen | Brea, Ca | Jun 18, 2021 | 11 y | 2 |
| Sarah Elizabeth Berry | Norfolk, Ne | Sep 2, 2021 | 12 y | 0 |
| Taralynn Rachelle Richtig | Norfolk, Ne | Oct 7, 2021 | 12 y | 0 |
| Corey Michael Cooney | Norfolk, Ne | Jan 31, 2023 | 11 y | 0 |
| Kordell William Glause | Seward, Ne | Nov 7, 2023 | 12 y | 0 |
| Nathaniel Spencer BurtPersonal Financial Specialist | Kennewick, Wa | Jan 22, 2024 | 11 y | 1 |
| Mark B Haynes | Norfolk, Ne | Jan 22, 2024 | 14 y | 1 |
| Tracy Anne Cannon | Norfolk, Ne | Jul 9, 2024 | 19 y | 0 |
| Jason Craig Eger | Fort Collins, Co | Jan 27, 2025 | 16 y | 2 |
| Ethan Richard Later | Kennewick, Wa | Jan 1, 2026 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jared Scott Fodness to Newedge AdvisorsJun 18, 2021 · RIA to affiliated broker-dealer or bank
- Abraham Itani to Itani Wealth ManagementSep 20, 2019 · Other
- Timothy Dean Kliewer to Sjhl Financial GroupMar 26, 2018 · Other
- Chet Lee Buchman to Sjhl Financial GroupMar 14, 2018 · Other
- James A Clements to Green Vista Asset Management LLCJan 2, 2018 · Other
- Michael Dean Taylor to Vestory, LLCDec 13, 2016 · Other
- James Randall Still to Jasi Financial, Inc.Dec 31, 2015 · Other
- Benjamin Lee Buethe to Sound Stewardship, LLCJan 21, 2015 · Other
- Robert James Douglass to Douglass Financial GroupApr 14, 2014 · Other
Joined, latest
- Barry Ira Horowitz from Avantax Advisory ServicesJan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jason Craig Eger from Signator Investors, Inc.Jan 27, 2025 · Other
- Nathaniel Spencer Burt from Legacy Cornerstone Wealth LLCJan 22, 2024 · RIA to RIA
- Mark B Haynes from Legacy Cornerstone Wealth LLCJan 22, 2024 · RIA to RIA
- Thomas Joseph Pohlen from Mcmill Cpa And AdvisorsJun 18, 2021 · RIA to RIA
- David Patrick Smith from Blue Ocean Portfolios, LLCDec 13, 2019 · Other
- James Curtis Curran from Sfc Financial LLCSep 11, 2019 · RIA to RIA
- Chet Lee Buchman from Avantax Planning Partners, Inc.Nov 17, 2015 · Other
- Timothy Dean Kliewer from Cetera Investment Advisers LLCNov 3, 2015 · Other
- Suping Yang from Insight Advisors Nw, LLCAug 29, 2014 · Other
- Michael Dean Taylor from Shelton Capital ManagementOct 11, 2011 · Other
- Robert James Douglass from Sunset Financial Services, Inc.Oct 7, 2011 · Other
- Mark Edward Clark from Trustee Empowerment & Protection, Inc.Nov 5, 2008 · Other
- Norbert Gonzales from D Ronald Voss Investment ManagerFeb 9, 2007 · Other
- Corey David Breneman from Cetera Investment Advisers LLCApr 7, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Sjhl Financial GroupMar 14, 2018 · Norfolk, Ne
- 2 joined from Legacy Cornerstone Wealth LLCJul 8, 2024 · Peoria, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jo Nancy Brozek · Co-Chief Executive Officercontrolsince 01/2009 · owns less than 5%
- Matthew Jared Faltys · Co-Chief Executive Officercontrolsince 01/2007 · owns less than 5%
- Aubrey Nathan Raabe · Chief Compliance Officercontrolsince 01/2017 · owns less than 5%
Entity owners
- Integrity Wealth, LLC · Memberdirect · owns 75% or more
- Integrity Marketing Acquisition, LLC · Indirect Ownerindirect · owns 75% or more of Integrity Marketing Partners, LLC
- Integrity Marketing Intermediate, LLC · Indirect Ownerindirect · owns 75% or more of Integrity Marketing Acquisition, LLC
- Integrity Marketing Parent, LLC · Indirect Ownerindirect · owns 75% or more of Integrity Marketing Intermediate, LLC
- Integrity Marketing Partners, LLC · Indirect Ownerindirect · owns 75% or more of Integrity Wealth, LLC
- Integrity, LLC · Indirect Ownerindirect · owns 75% or more of Integrity Marketing Parent, LLC
Related persons
Schedule D 7.A
- Mcmill Cpa And Advisorsinvestment adviserinsuranceyRAUM $862M
- Retirement Plan Consultants LLCinvestment advisern
Advisers that list Wealth Management as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Norfolk, Ne · principal | 47 | 6 | 0 | ||
| Grand Island, Ne | 7 | 0 | 0 | ||
| Seward, Ne | 5 | 0 | 0 | ||
| Kennewick, Wa | 3 | 1 | 0 | ||
| Mundelein, Il | 3 | 1 | 0 | ||
| St Louis, Mo | 2 | 0 | 0 | ||
| Pierre, Sd | 2 | 0 | 0 | ||
| Chesterfield, Mo | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Grand Island, NE8 employees
- Mundelein, IL3 employees
- Seward, NE2 employees
- St. Louis, MO2 employees
- Osceola, NE2 employees
- Richland, WA2 employees
- Pierre, SD2 employees
- Chesterfield, MO2 employees
- Glen Carbon, IL1 employees
- Grafton, WI1 employees
- Kimball, NE1 employees
- North Hills, CA1 employees
- San Antonio, TX1 employees
- Sheridan, WY1 employees
- Somerset, KY1 employees
- Texarkana, TX1 employees
- Birmingham, AL1 employees
- , 1 employees
- Brea, CA1 employees
- Charleston, SC1 employees
- Chicago, IL1 employees
- Coral Springs, FL1 employees
- Cullman, AL1 employees
- Elwood, NE1 employees
- Fort Collins, CO1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 3, 2026BROZEK, NANCY, JO (CO-CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-06-26 and 2026-08-03peers: independent wealth managers, $1B to $5B (1,360)
- custody status changedChange between filings · filing Aug 3, 2026custody of client assets (Item 9.A): yes on the filing of 2026-06-10, no on the filing of 2026-08-03peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Custody of client assets · true to falseJun 10, 2026 to Aug 3, 2026
- Accounts · 3,617 to 4,751Nov 18, 2025 to Mar 27, 2026
- Advisory employees · 48 to 49Nov 18, 2025 to Mar 27, 2026
- Charity clients · 6 to 7Nov 18, 2025 to Mar 27, 2026
- Corporate clients · 12 to 11Nov 18, 2025 to Mar 27, 2026
- HNW clients · 777 to 1,021Nov 18, 2025 to Mar 27, 2026
- Individual clients · 2,820 to 3,710Nov 18, 2025 to Mar 27, 2026
- Assets in custody · $1.1B to $1.3BNov 18, 2025 to Mar 27, 2026
- Employees · 60 to 61Nov 18, 2025 to Mar 27, 2026
- Discretionary RAUM · $3.1B to $3.7BNov 18, 2025 to Mar 27, 2026
- HNW RAUM · $652M to $872MNov 18, 2025 to Mar 27, 2026
- Individual RAUM · $840M to $849MNov 18, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $26.6M to $42.7MNov 18, 2025 to Mar 27, 2026
- Pension RAUM · $1.6B to $2.0BNov 18, 2025 to Mar 27, 2026
- RAUM · $3.1B to $3.7BNov 18, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 101-250Jun 30, 2025 to Jul 9, 2025
- Accounts · 3,482 to 3,617Jan 2, 2025 to Apr 29, 2025
- Charity clients · 5 to 6Jan 2, 2025 to Apr 29, 2025
- Corporate clients · 13 to 12Jan 2, 2025 to Apr 29, 2025
- HNW clients · 693 to 777Jan 2, 2025 to Apr 29, 2025
- Individual clients · 2,767 to 2,820Jan 2, 2025 to Apr 29, 2025
- Assets in custody · $881M to $1.1BJan 2, 2025 to Apr 29, 2025
- Discretionary RAUM · $2.8B to $3.1BJan 2, 2025 to Apr 29, 2025
- HNW RAUM · $537M to $652MJan 2, 2025 to Apr 29, 2025
- Individual RAUM · $839M to $840MJan 2, 2025 to Apr 29, 2025
- Non-discretionary RAUM · $14.1M to $26.6MJan 2, 2025 to Apr 29, 2025
- Pension RAUM · $1.4B to $1.6BJan 2, 2025 to Apr 29, 2025
- RAUM · $2.8B to $3.1BJan 2, 2025 to Apr 29, 2025
- Accounts · 3,334 to 3,482Jan 22, 2024 to Mar 25, 2024
- HNW clients · 657 to 693Jan 22, 2024 to Mar 25, 2024
- Individual clients · 2,543 to 2,767Jan 22, 2024 to Mar 25, 2024
- Assets in custody · $569M to $881MJan 22, 2024 to Mar 25, 2024
- Discretionary RAUM · $2.3B to $2.8BJan 22, 2024 to Mar 25, 2024
- HNW RAUM · $433M to $537MJan 22, 2024 to Mar 25, 2024
- Individual RAUM · $810M to $839MJan 22, 2024 to Mar 25, 2024
- Non-discretionary RAUM · $9.5M to $14.1MJan 22, 2024 to Mar 25, 2024
- Pension RAUM · $1.1B to $1.4BJan 22, 2024 to Mar 25, 2024
- RAUM · $2.3B to $2.8BJan 22, 2024 to Mar 25, 2024
- Accounts · 3,127 to 3,334Sep 9, 2022 to Mar 30, 2023
- Charity clients · 3 to 5Sep 9, 2022 to Mar 30, 2023
Signals
4 dated events
- 2 advisors left Legacy Cornerstone Wealth LLC (Peoria, AZ) for Wealth Management on the same dayJul 8, 2024 · Team lift-out · derived
- Wealth Management reported RAUM $2.5B, up 25% from $2.0B (2021-12-20 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Wealth Management reported RAUM $2.0B, up 28% from $1.5B (2020-11-04 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Wealth Management reported RAUM $1.5B, up 34% from $1.1B (2017-09-07 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-733-4916reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/11326689reportedpublic record, Form ADV, Sep 17, 2026
- Website
- wealthmanagement.inforeportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 402-371-1160reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026