D••••• B••••

• T••••••••• F•••••••• A•••••••• L•• BD affiliated current
  since Mar 31, 2022 · New York, Ny
• E••••• J•••• national BD
  Sep 15, 2008 to Oct 5, 2010 · St Louis, Mo
• H••• S••••••••• •••• I••• BD affiliated
  Jun 8, 2006 to May 14, 2008 · Brooklyn, Ny

• E••••• J•••• to T••••••••• F•••••••• A•••••••• L••
  left Oct 5, 2010, registered Mar 31, 2022 (4195 days) · Affiliated broker-dealer or bank to another
• H••• S••••••••• •••• I••• to E••••• J••••
  left May 14, 2008, registered Sep 15, 2008 (124 days) · Other

• ••• Locked
  Sep 21, 2026 · New state registration · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address