DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• F•••••••• S•••••••• L••
Latest filing May 5, 2026
First filing on the tape Feb 2, 2012 · 26 filings
SEC status approved since May 26, 2015
RAUM
$269M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$266M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$135M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$269M as of May 5, 2026
Feb 2, 2012$61.9M then
HNW client RAUM$220M as of May 5, 2026
Feb 3, 2018$52.5M then
State-registered IARs (5.B.3)2 as of May 5, 2026
Feb 2, 20120 then
Employees (5.A)2 as of May 5, 2026
Jan 20, 20162 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $135MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 127derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $367,258derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$220M82%
- Individuals$47.0M17%
- Corporations and businesses$1.9M0.7%
- Charitable organizations$813,4310.3%
- Individual clients
- 156reported
- HNW clients
- 97reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 733reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• B••• Y••••Certified Financial Planner, Chartered Financial Consultant | Winter Park, Fl | Jan 1, 2001 | 41 y | 1 |
| M•••••• G•••••• S•••••• | Winter Park, Fl | Apr 27, 2018 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••••• A••• G••••• to T•• F••••••••Jun 17, 2020 · RIA to a state-registered adviser
- M•••••• P•••• to C•••••••• F•••••••• G•••• A•••••••Apr 23, 2018 · RIA to affiliated broker-dealer or bank
- M••• W•••••• V••••• to A••••••• P••••••••• A•••••••• I••Oct 19, 2015 · Other
Joined, latest
- J•••••• A••• G••••• from N•••••• G•••• C••••••••• L••Apr 23, 2019 · Other
- M••• W•••••• V••••• from I••••• F•••••••• C•••••••••Jun 2, 2015 · Other
- K••• B••• Y•••• from M••• S••••••••• C•••••••••Jan 1, 2001 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Y••••• K•••• B••• · Managing Membercontrolsince 11/2000 · owns 75% or more
- S••••••• M••••••• G•••••• · Ownersince 10/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing May 5, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Insurance-licensed employees · 1 to 0Jan 27, 2026 to May 5, 2026
- Accounts · 695 to 733Jul 22, 2025 to Jan 27, 2026
- HNW clients · 88 to 97Jul 22, 2025 to Jan 27, 2026
- Individual clients · 154 to 156Jul 22, 2025 to Jan 27, 2026
- Insurance-licensed employees · 0 to 1Jul 22, 2025 to Jan 27, 2026
- HNW RAUM · $181M to $220MJul 22, 2025 to Jan 27, 2026
- Individual RAUM · $51.7M to $47.0MJul 22, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $235M to $269MJul 22, 2025 to Jan 27, 2026
- RAUM · $235M to $269MJul 22, 2025 to Jan 27, 2026
- Financial planning clients · 251-500 to 251-500Feb 6, 2025 to Jul 22, 2025
- Accounts · 671 to 695Aug 26, 2024 to Feb 6, 2025
- HNW clients · 84 to 88Aug 26, 2024 to Feb 6, 2025
- Individual clients · 149 to 154Aug 26, 2024 to Feb 6, 2025
- Financial planning clients · 11-25 to 251-500Aug 26, 2024 to Feb 6, 2025
- HNW RAUM · $153M to $181MAug 26, 2024 to Feb 6, 2025
- Individual RAUM · $44.6M to $51.7MAug 26, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $201M to $235MAug 26, 2024 to Feb 6, 2025
- RAUM · $201M to $235MAug 26, 2024 to Feb 6, 2025
- Accounts · 645 to 671Feb 10, 2023 to Jan 17, 2024
- HNW clients · 71 to 84Feb 10, 2023 to Jan 17, 2024
- Individual clients · 180 to 149Feb 10, 2023 to Jan 17, 2024
- Financial planning clients · 101-250 to 11-25Feb 10, 2023 to Jan 17, 2024
- HNW RAUM · $129M to $153MFeb 10, 2023 to Jan 17, 2024
- Individual RAUM · $46.7M to $44.6MFeb 10, 2023 to Jan 17, 2024
- Non-discretionary RAUM · $178M to $201MFeb 10, 2023 to Jan 17, 2024
- RAUM · $178M to $201MFeb 10, 2023 to Jan 17, 2024
- Accounts · 604 to 645Feb 10, 2022 to Feb 10, 2023
- HNW clients · 82 to 71Feb 10, 2022 to Feb 10, 2023
- Individual clients · 151 to 180Feb 10, 2022 to Feb 10, 2023
- HNW RAUM · $140M to $129MFeb 10, 2022 to Feb 10, 2023
- Individual RAUM · $45.4M to $46.7MFeb 10, 2022 to Feb 10, 2023
- Non-discretionary RAUM · $187M to $178MFeb 10, 2022 to Feb 10, 2023
- RAUM · $187M to $178MFeb 10, 2022 to Feb 10, 2023
- Accounts · 596 to 604Oct 5, 2021 to Feb 10, 2022
- HNW clients · 56 to 82Oct 5, 2021 to Feb 10, 2022
- Individual clients · 172 to 151Oct 5, 2021 to Feb 10, 2022
- HNW RAUM · $96.5M to $140MOct 5, 2021 to Feb 10, 2022
- Individual RAUM · $61.9M to $45.4MOct 5, 2021 to Feb 10, 2022
- Non-discretionary RAUM · $160M to $187MOct 5, 2021 to Feb 10, 2022
- RAUM · $160M to $187MOct 5, 2021 to Feb 10, 2022
Signals
1 dated events
- B••• F•••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)May 12, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a••••@b••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- d••••••@b••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••••••••@b••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- h•••••••@b••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-622-0018reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-478-5098reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/barr-financial-services-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-622-0018reportedpublic record, Form ADV, May 5, 2026
- Contact form
- b••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- b••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $135Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026