DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• R•••

C••••• C•••••• A•••••••• L••independent RIAAtlanta, Ga dual registrantIAPD 2290136

Feed of 09/15/2026

Also filed as Kevin M Ross

At current firm

2 y

since Mar 28, 2024

In the industry

15 y

since Jun 16, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• C•••••• A•••••••• L•• independent RIA current
since Mar 28, 2024 · Vero Beach, Fl
C••• I••••••••• A•••••••• I••• independent RIA
Oct 23, 2023 to Apr 3, 2024 · Mcdonough, Ga
B•••••••• W••••• P•••••••• L•• former
Aug 24, 2020 to Dec 31, 2023 · New York, Ny
E•••••••• A•••••••• L•• national BD
Nov 2, 2015 to Aug 25, 2020 · Bala Cynwyd, Pa
L•• F•••••••• L•• BD affiliated
Sep 19, 2012 to Nov 17, 2015 · Bala Cynwyd, Pa
C••••• A•••••• N••••••• L•• former
Jun 16, 2011 to Sep 18, 2012 · King Of Prussia, Pa

Moves

a registration end followed by a registration begin elsewhere

C••• I••••••••• A•••••••• I••• to C••••• C•••••• A•••••••• L••
left Apr 3, 2024, registered Mar 28, 2024 (-6 days) · RIA to RIA
B•••••••• W••••• P•••••••• L•• to C••• I••••••••• A•••••••• I•••
left Dec 31, 2023, registered Oct 23, 2023 (-69 days) · RIA to RIA
E•••••••• A•••••••• L•• to B•••••••• W••••• P•••••••• L••
left Aug 25, 2020, registered Aug 24, 2020 (-1 days) · Other
L•• F•••••••• L•• to E•••••••• A•••••••• L••
left Nov 17, 2015, registered Nov 2, 2015 (-15 days) · Other
C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
left Sep 18, 2012, registered Sep 19, 2012 (1 days) · Other

Signals

K•••• R••• left C••• I••••••••• A•••••••• I••• for C••••• C•••••• A•••••••• L•• (registered 2024-03-28)
Apr 3, 2024 · a•••••• firm change · fact
K•••• R••• left B•••••••• W••••• P•••••••• L•• for C••• I••••••••• A•••••••• I••• (registered 2023-10-23)
Dec 31, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address