RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•••••••• C•••••• no RAUM currentsince Sep 4, 2026 · New Orleans, La
- U•••• C•••••• M••••••••• C••• state registeredJul 30, 2021 to Jul 24, 2025 · New Orleans, La
- T•••• A•••• M••••••••• unclassifiedJul 27, 2021 to Oct 25, 2021 · Tuscaloosa, Al
- A•••••• R••••••• C•••••• independent RIAOct 16, 2019 to Feb 2, 2021 · Metairie, La
- A••••••••• F•••••••• S•••••••• L•• national BDSep 5, 2014 to Oct 10, 2019 · New Orleans, La
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Sep 15, 2014 · New Orleans, La
- M••••• K••••• • C••••••• L•• formerMar 23, 2004 to Feb 13, 2013 · New Orleans, La
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2002 to Apr 15, 2004 · New Orleans, La
- U•••• C•••••• M••••••••• C••• to A•••••••• C••••••left Jul 24, 2025, registered Sep 4, 2026 (407 days) · Other
- T•••• A•••• M••••••••• to U•••• C•••••• M••••••••• C•••left Oct 25, 2021, registered Jul 30, 2021 (-87 days) · Other
- A•••••• R••••••• C•••••• to T•••• A•••• M•••••••••left Feb 2, 2021, registered Jul 27, 2021 (175 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to A•••••• R••••••• C••••••left Oct 10, 2019, registered Oct 16, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 15, 2014, registered Sep 5, 2014 (-10 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• K••••• • C••••••• L••left Apr 15, 2004, registered Mar 23, 2004 (-23 days) · Other
- S••••• J•• J••••••• left U•••• C•••••• M••••••••• C••• for A•••••••• C•••••• (registered 2026-09-04)Jul 24, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address