M••• C••••• V•••••

• M•••• C••••••• A••••••• S•••••• BD affiliated current
  since Jul 8, 2004 · Murray, Ky
• B••• I••••••••• S•••••••• I••• former
  Jul 19, 2002 to Sep 25, 2003 · Charlotte, Nc
• H••••• W••• I••••••••• unclassified
  Apr 18, 2002 to Jul 31, 2002 · Murray, Ky

• B••• I••••••••• S•••••••• I••• to M•••• C••••••• A••••••• S••••••
  left Sep 25, 2003, registered Jul 8, 2004 (287 days) · Other
• H••••• W••• I••••••••• to B••• I••••••••• S•••••••• I•••
  left Jul 31, 2002, registered Jul 19, 2002 (-12 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address