DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

F500 Advisory Services, Inc.

Former SEC-registered adviserNewport Beach, CaliforniaCRD 107519SEC 801-23368IAPD
Latest filing Jul 1, 2016
First filing on the tape Mar 30, 2012 · 10 filings
RAUM
$68.0M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$18.7M gross assets
History
10 filings and snapshots on the tape
RAUM$68.0M as of Jul 1, 2016
Mar 30, 2012$111M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jul 1, 2016
Mar 28, 201312 then
Employees (5.A)3 as of Jul 1, 2016
Mar 28, 201319 then
Private funds1 as of Jul 1, 2016
Mar 30, 20122 then
RAUM -41% over the last fiscal year-9.9% a year over threeIARs 12 to 1
Practice profile
derived from the filing of Jul 1, 2016; every figure names its basis
RAUM per advisor
$68.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$571,282derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-41%derivedbetween the last two annual amendments
Advisor growth, one year
-92%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Custody
$23.6M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
119reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$23.6M for 2 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
2 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Perennial Protection Fund, LLCHedge Fund$18.7M55Mar 30, 2012
Mnj Multicap Strategy Fund, LPHedge Fund$8.5M28Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • Scott Phillip Vigil · President / Chief Compliance Officercontrol
    since 05/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Laurel, MD
What changed
consecutive filings, newest first
  • Accounts · 365 to 119
    Jan 4, 2016 to Jul 1, 2016
  • Advisory employees · 6 to 2
    Jan 4, 2016 to Jul 1, 2016
  • BD registered reps · 12 to 1
    Jan 4, 2016 to Jul 1, 2016
  • Employees · 13 to 3
    Jan 4, 2016 to Jul 1, 2016
  • Insurance-licensed employees · 2 to 1
    Jan 4, 2016 to Jul 1, 2016
  • HQ city · IRVINE to NEWPORT BEACH
    Jan 4, 2016 to Jul 1, 2016
  • State-registered IARs · 12 to 1
    Jan 4, 2016 to Jul 1, 2016
  • Private funds · 2 to 1
    Jan 4, 2016 to Jul 1, 2016
  • Discretionary RAUM · $114M to $66.2M
    Jan 4, 2016 to Jul 1, 2016
  • Non-discretionary RAUM · $1.9M to $1.8M
    Jan 4, 2016 to Jul 1, 2016
  • RAUM · $116M to $68.0M
    Jan 4, 2016 to Jul 1, 2016
  • Related broker-dealer · true to false
    Jan 4, 2016 to Jul 1, 2016
  • Accounts · 340 to 365
    Jan 29, 2015 to Mar 30, 2015
  • Advisory employees · 10 to 6
    Jan 29, 2015 to Mar 30, 2015
  • BD registered reps · 15 to 12
    Jan 29, 2015 to Mar 30, 2015
  • Employees · 17 to 13
    Jan 29, 2015 to Mar 30, 2015
  • Insurance-licensed employees · 1 to 2
    Jan 29, 2015 to Mar 30, 2015
  • State-registered IARs · 13 to 12
    Jan 29, 2015 to Mar 30, 2015
  • Discretionary RAUM · $105M to $114M
    Jan 29, 2015 to Mar 30, 2015
  • Non-discretionary RAUM · $1.6M to $1.9M
    Jan 29, 2015 to Mar 30, 2015
  • RAUM · $106M to $116M
    Jan 29, 2015 to Mar 30, 2015
  • Accounts · 312 to 340
    Mar 28, 2013 to Mar 31, 2014
  • Assets in custody · $23.2M to $23.6M
    Mar 28, 2013 to Mar 31, 2014
  • Employees · 19 to 17
    Mar 28, 2013 to Mar 31, 2014
  • Insurance-licensed employees · 2 to 1
    Mar 28, 2013 to Mar 31, 2014
  • State-registered IARs · 12 to 13
    Mar 28, 2013 to Mar 31, 2014
  • Discretionary RAUM · $91.7M to $105M
    Mar 28, 2013 to Mar 31, 2014
  • Non-discretionary RAUM · $1.2M to $1.6M
    Mar 28, 2013 to Mar 31, 2014
  • RAUM · $92.9M to $106M
    Mar 28, 2013 to Mar 31, 2014
  • Accounts · 314 to 312
    Sep 13, 2012 to Mar 28, 2013
  • Advisory employees · unset to 10.0
    Sep 13, 2012 to Mar 28, 2013
  • BD registered reps · unset to 15.0
    Sep 13, 2012 to Mar 28, 2013
  • Assets in custody · $17.9M to $23.2M
    Sep 13, 2012 to Mar 28, 2013
  • Employees · unset to 19.0
    Sep 13, 2012 to Mar 28, 2013
  • State-registered IARs · unset to 12.0
    Sep 13, 2012 to Mar 28, 2013
  • Discretionary RAUM · $110M to $91.7M
    Sep 13, 2012 to Mar 28, 2013
  • Non-discretionary RAUM · $1.2M to $1.2M
    Sep 13, 2012 to Mar 28, 2013
  • RAUM · $111M to $92.9M
    Sep 13, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026