DFX Intelligence
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Registered advisor
P•••••• Q••••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Aug 20, 2018
In the industry
33 y
since Jan 19, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 20, 2018 · Hermitage, Pa
- S•••• F••• I••••••••• M••••••••• C•••• asset managerMar 8, 2007 to Dec 31, 2008 · Hermitagee, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDSep 12, 1999 to Dec 19, 2003 · New Castle, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Dec 19, 2003, registered Mar 8, 2007 (1175 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address