J••• M••••• A••••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Jul 20, 2020 · Ottawa, Il
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Apr 22, 2016 to Jul 29, 2020 · Ottawa, Il
• L•• F•••••••• L•• BD affiliated
  Apr 12, 1998 to Apr 20, 2016 · Ottawa, Il
• A•••••••• • A••••••••• I••• state registered
  Jan 14, 1998 to Nov 3, 2020 · Ottawa, Il

• A•••••••• • A••••••••• I••• to L•• F•••••••• L••
  left Nov 3, 2020, registered Apr 12, 1998 (-8241 days) · Other
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jul 29, 2020, registered Jul 20, 2020 (-9 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Apr 20, 2016, registered Apr 22, 2016 (2 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address