D•••• A•••• B••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Apr 22, 2016 · Delray Beach, Fl
• L•• F•••••••• L•• BD affiliated
  Sep 12, 2012 to May 18, 2015 · Horsham, Pa
• C••••• A•••••• N••••••• L•• former
  Jun 11, 2008 to Sep 18, 2012 · King Of Prussia, Pa
• P•••••••• S••••••••• I••• BD affiliated
  Sep 30, 2005 to Jun 9, 2008 · King Of Prussia, Pa

• L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••
  left May 18, 2015, registered Apr 22, 2016 (340 days) · Other
• C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
  left Sep 18, 2012, registered Sep 12, 2012 (-6 days) · Other
• P•••••••• S••••••••• I••• to C••••• A•••••• N••••••• L••
  left Jun 9, 2008, registered Jun 11, 2008 (2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address