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Registered advisor
C•••• P•••••• M••••••
Feed of 09/14/2026
At current firm
13 y
since Feb 15, 2013
In the industry
33 y
since Dec 23, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 15, 2013 · Los Gatos, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 7, 2007 to Jan 22, 2013 · San Jose, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Sep 18, 2007 · Palo Alto, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jan 22, 2013, registered Feb 15, 2013 (24 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Sep 18, 2007, registered Sep 7, 2007 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address