DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Investment House LLC
Latest filing Sep 16, 2026
First filing on the tape Apr 11, 2012 · 43 filings
SEC status approved since May 10, 2012
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
59%
$1.5B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$310M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$2.2B as of Mar 16, 2026
Mar 12, 2013$469M then
HNW client RAUM$1.8B as of Mar 16, 2026
Mar 9, 2018$602M then
State-registered IARs (5.B.3)7 as of Mar 16, 2026
Mar 12, 20136 then
Employees (5.A)11 as of Mar 16, 2026
Mar 12, 201310 then
Private funds1 as of Mar 16, 2026
Mar 30, 20201 then
RAUM +27% over the last fiscal year+28% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $310MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.1MderivedHNW RAUM over HNW clients
- Average account
- $4.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $255M, 68 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B58%
- Investment companies$900M36%
- Corporations and businesses$59.1M2.4%
- Pooled investment vehicles$52.1M2.1%
- Individuals$19.1M0.8%
- Charitable organizations$12.3M0.5%
- Pension and profit-sharing plans$4.8M0.2%
- Individual clients
- 48reported
- HNW clients
- 201reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 505reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $255M for 68 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.59 fund_share=0.38 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy John Wahl | Manhattan Beach, Ca | May 29, 2012 | 32 y | 3 |
| Wayne Scott Woodman | Las Vegas, Nv | Nov 6, 2012 | 41 y | 3 |
| Glenn Steven Goodstein | Del Mar, Ca | Nov 6, 2012 | 33 y | 5 |
| Peter Richard Gardiner | Venice, Ca | Nov 7, 2012 | 32 y | 1 |
| Steven Paul Steinberg | Pacific Grove, Ca | Nov 7, 2012 | 31 y | 3 |
| David Larry Kahn | Las Vegas, Nv | Feb 19, 2013 | 31 y | 4 |
| Andrew WoodmanCertified Financial Planner | Las Vegas, Nv | Mar 3, 2020 | 13 y | 1 |
| Tyler Adam Logan | Redondo Beach, Ca | Feb 16, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- James M. Eustice to Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 10, 2022 · RIA to wirehouse
Joined, latest
- Andrew Woodman from Personal Capital Advisors CorporationMar 3, 2020 · RIA to RIA
- David Larry Kahn from First Western Capital Management CompanyFeb 19, 2013 · Other
- Steven Paul Steinberg from First Western Investment Management, Inc.Nov 7, 2012 · Other
- Peter Richard Gardiner from Merriman Wealth AdvisorsNov 7, 2012 · Other
- Glenn Steven Goodstein from Carmel Capital Partners, LLCNov 6, 2012 · Other
- Wayne Scott Woodman from First Western Investment Management, Inc.Nov 6, 2012 · Other
- Timothy John Wahl from First Western Investment Management, Inc.May 29, 2012 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mercury Partners L.P. | Hedge Fund | $27.4M | 40 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Deanna Wahl · Trustee Of Wahl Family Trustcontrolsince 02/2013 · owns 75% or more
- John Timothy Wahl · Trustee Of Wahl Family Trustcontrolsince 02/2013 · owns 75% or more
- Larry David Kahn · Chief Compliance Officersince 05/2012 · owns less than 5%
Entity owners
- The Wahl Family Trust Dtd 2/26/2013 · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Del Mar, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 604 to 505Mar 16, 2026 to Sep 16, 2026
- HNW clients · 222 to 201Mar 16, 2026 to Sep 16, 2026
- Individual clients · 66 to 48Mar 16, 2026 to Sep 16, 2026
- Assets in custody · $247M to $255MMar 16, 2026 to Sep 16, 2026
- Financial planning clients · to unsetMar 16, 2026 to Sep 16, 2026
- Private funds · 1 to unsetMar 16, 2026 to Sep 16, 2026
- Discretionary RAUM · $2.2B to $2.5BMar 16, 2026 to Sep 16, 2026
- HNW RAUM · $1.8B to $1.4BMar 16, 2026 to Sep 16, 2026
- Individual RAUM · $39.5M to $19.1MMar 16, 2026 to Sep 16, 2026
- Pension RAUM · $4.8M to $4.8MMar 16, 2026 to Sep 16, 2026
- Pooled vehicle RAUM · $48.5M to $52.1MMar 16, 2026 to Sep 16, 2026
- RAUM · $2.2B to $2.5BMar 16, 2026 to Sep 16, 2026
- Related adviser · false to unsetMar 16, 2026 to Sep 16, 2026
- Related bank · false to unsetMar 16, 2026 to Sep 16, 2026
- Related broker-dealer · false to unsetMar 16, 2026 to Sep 16, 2026
- Related insurance company · false to unsetMar 16, 2026 to Sep 16, 2026
- Succession · false to unsetMar 16, 2026 to Sep 16, 2026
- Accounts · 556 to 604Mar 25, 2025 to Mar 16, 2026
- HNW clients · 211 to 222Mar 25, 2025 to Mar 16, 2026
- Individual clients · 57 to 66Mar 25, 2025 to Mar 16, 2026
- Assets in custody · $240M to $247MMar 25, 2025 to Mar 16, 2026
- Discretionary RAUM · $2.0B to $2.2BMar 25, 2025 to Mar 16, 2026
- HNW RAUM · $1.6B to $1.8BMar 25, 2025 to Mar 16, 2026
- Individual RAUM · $28.4M to $39.5MMar 25, 2025 to Mar 16, 2026
- Pension RAUM · $4.2M to $4.8MMar 25, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $48.4M to $48.5MMar 25, 2025 to Mar 16, 2026
- RAUM · $2.0B to $2.2BMar 25, 2025 to Mar 16, 2026
- Accounts · 516 to 556Dec 9, 2024 to Mar 25, 2025
- HNW clients · 149 to 211Dec 9, 2024 to Mar 25, 2025
- Individual clients · 65 to 57Dec 9, 2024 to Mar 25, 2025
- Assets in custody · $324M to $240MDec 9, 2024 to Mar 25, 2025
- Employees · 10 to 11Dec 9, 2024 to Mar 25, 2025
- Financial planning clients · unset to Dec 9, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.6B to $2.0BDec 9, 2024 to Mar 25, 2025
- HNW RAUM · $1.3B to $1.6BDec 9, 2024 to Mar 25, 2025
- Individual RAUM · $55.5M to $28.4MDec 9, 2024 to Mar 25, 2025
- Pension RAUM · $3.2M to $4.2MDec 9, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $50.8M to $48.4MDec 9, 2024 to Mar 25, 2025
- RAUM · $1.6B to $2.0BDec 9, 2024 to Mar 25, 2025
- Related adviser · true to falseMar 18, 2024 to Dec 9, 2024
Signals
7 dated events
- The Investment House Llc reported RAUM $1.6B, up 37% from $1.2B (2023-08-03 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- The Investment House Llc reported RAUM $1.2B, down 28% from $1.7B (2023-01-03 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- Marshall Jed Cohen (Manager Of Llc, Trustee Cohen Family Trust) no longer on Schedule A of The Investment House Llc (listed 2022-11-02, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- Sue Roberta Cohen (Trustee; Cohen Family Trust) no longer on Schedule A of The Investment House Llc (listed 2022-11-02, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- James M. Eustice left The Investment House Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-02-01)Nov 10, 2022 · Advisor changed firm · fact
- The Investment House Llc reported RAUM $1.4B, up 29% from $1.0B (2020-04-22 to 2021-03-17)Mar 17, 2021 · RAUM change · derived
- The Investment House Llc reported RAUM $1.0B, up 32% from $788.7M (2019-07-03 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-873-3020reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- TIHLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-873-3021reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- TIHLLC.COM/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- TIHLLC.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $310Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026