DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emerson Joseph Fersch
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Feb 14, 2018
In the industry
33 y
since Dec 9, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 14, 2018 · St George, Ut
- Sii Investments, Inc. formerAug 1, 2016 to Feb 15, 2018 · Long Beach, Ca
- Independent Financial Group, LLC BD affiliatedJun 30, 2014 to Aug 1, 2016 · San Diego, Ca
- Sii Investments, Inc. formerJan 15, 2003 to Jul 11, 2014 · Porterville, Ca
- Sentra Securities Corporation unclassifiedNov 30, 1998 to Dec 31, 2002 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Sii Investments, Inc. to LPL Financial LLCleft Feb 15, 2018, registered Feb 14, 2018 (-1 days) · corporate re-registration, not a move
- Independent Financial Group, LLC to Sii Investments, Inc.left Aug 1, 2016, registered Aug 1, 2016 (0 days) · Other
- Sii Investments, Inc. to Independent Financial Group, LLCleft Jul 11, 2014, registered Jun 30, 2014 (-11 days) · Other
- Sentra Securities Corporation to Sii Investments, Inc.left Dec 31, 2002, registered Jan 15, 2003 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address