DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nancy Marie Wilson

Morgan StanleywirehousePortsmouth, Nhdual registrantIAPD 2297100

Feed of 09/14/2026

Also filed as Nancy Wilson Hodge

At current firm

2 y

since Oct 2, 2023

In the industry

33 y

since Jan 4, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Oct 2, 2023 · Portsmouth, Nh
Ausdal Financial Partners, Inc. independent RIA
Oct 18, 2010 to Oct 2, 2023 · Downers Grove, Il
Waterstone Financial Group, Inc. unclassified
Nov 12, 2003 to Dec 31, 2008 · Metheun, Ma
Fsc Securities Corporation former
Dec 14, 2001 to Oct 17, 2003 · Metheun, Ma

Moves

a registration end followed by a registration begin elsewhere

Ausdal Financial Partners, Inc. to Morgan Stanley
left Oct 2, 2023, registered Oct 2, 2023 (0 days) · RIA to wirehouse
Waterstone Financial Group, Inc. to Ausdal Financial Partners, Inc.
left Dec 31, 2008, registered Oct 18, 2010 (656 days) · Other
Fsc Securities Corporation to Waterstone Financial Group, Inc.
left Oct 17, 2003, registered Nov 12, 2003 (26 days) · Other

Signals

Nancy Marie Wilson left Ausdal Financial Partners, Inc. for Morgan Stanley (registered 2023-10-02)
Oct 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address