RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M•••• H••••
- B•• P•••••••• I••• BD affiliated currentsince May 12, 2017 · West Conshohocken, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 22, 2007 to May 17, 2017 · Exton, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Oct 19, 2007 · Newton Square, Pa
- J••••• H•••••••• W••• L••••• L•• formerMay 12, 2003 to Jan 1, 2004 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•• P•••••••• I•••left May 17, 2017, registered May 12, 2017 (-5 days) · Other
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 19, 2007, registered Oct 22, 2007 (3 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address