DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karen Meyer Holland
Feed of 09/15/2026
Also filed as Karen Kristy Holland
At current firm
3 y
since Jun 1, 2023
In the industry
33 y
since Jan 15, 1993 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Coppell Advisory Solutions LLC independent RIA currentsince Jun 1, 2023 · Dallas, Tx
- Dempsey Lord Smith, LLC formerOct 22, 2020 to May 23, 2023 · Charlotte, Nc
- Cape Investment Advisory, Inc. independent RIASep 21, 2020 to Oct 26, 2020 · Charlotte, Nc
- Hobart Wealth independent RIAFeb 15, 2018 to Nov 4, 2019 · Charlotte, Nc
- Global Financial Private Capital, Inc. formerSep 16, 2014 to Feb 14, 2018 · Charlotte, Nc
- Kalos Management formerOct 28, 2010 to Sep 15, 2014 · Belmont, Ga
- J P Turner & Company Capital Management, LLC formerApr 16, 2009 to Nov 8, 2010 · Matthews, Nc
- Voya Financial Advisors, Inc. BD affiliatedDec 15, 2006 to Oct 14, 2008 · Tampa, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 25, 2004 to Jul 12, 2005 · Huntersville, Nc
Moves
a registration end followed by a registration begin elsewhere
- Dempsey Lord Smith, LLC to Coppell Advisory Solutions LLCleft May 23, 2023, registered Jun 1, 2023 (9 days) · RIA to RIA
- Cape Investment Advisory, Inc. to Dempsey Lord Smith, LLCleft Oct 26, 2020, registered Oct 22, 2020 (-4 days) · RIA to RIA
- Hobart Wealth to Cape Investment Advisory, Inc.left Nov 4, 2019, registered Sep 21, 2020 (322 days) · RIA to RIA
- Global Financial Private Capital, Inc. to Hobart Wealthleft Feb 14, 2018, registered Feb 15, 2018 (1 days) · Other
- Kalos Management to Global Financial Private Capital, Inc.left Sep 15, 2014, registered Sep 16, 2014 (1 days) · Other
- J P Turner & Company Capital Management, LLC to Kalos Managementleft Nov 8, 2010, registered Oct 28, 2010 (-11 days) · Other
- Voya Financial Advisors, Inc. to J P Turner & Company Capital Management, LLCleft Oct 14, 2008, registered Apr 16, 2009 (184 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Voya Financial Advisors, Inc.left Jul 12, 2005, registered Dec 15, 2006 (521 days) · Other
Signals
- Karen Meyer Holland left Dempsey Lord Smith, Llc for Coppell Advisory Solutions Llc (registered 2023-06-01)May 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address