RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• H•••• H••••
- H••••••• F•••••••• A•••••••• L•• independent RIA currentsince Nov 8, 2021 · Wayne, Nj
- A•••• F•••••••• F••••••••• L•• formerSep 29, 2020 to Aug 4, 2021 · Oakland, Nj
- S•••••••• W••••• M••••••••• L•• formerJun 10, 2016 to Aug 17, 2020 · Cary, Nc
- S•••• F•••••••• A•••••••• L•• unclassifiedMar 31, 2004 to Jan 14, 2016 · Livingston, Nj
- A•••• F•••••••• F••••••••• L•• to H••••••• F•••••••• A•••••••• L••left Aug 4, 2021, registered Nov 8, 2021 (96 days) · RIA to RIA
- S•••••••• W••••• M••••••••• L•• to A•••• F•••••••• F••••••••• L••left Aug 17, 2020, registered Sep 29, 2020 (43 days) · RIA to a newly registered adviser · moved with a team
- S•••• F•••••••• A•••••••• L•• to S•••••••• W••••• M••••••••• L••left Jan 14, 2016, registered Jun 10, 2016 (148 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address