D•••• T••••• H••••••••

J••• M••••• S••••••••• L••wirehouseBoston, Madual registrantIAPD 2298993

Feed of 09/14/2026

Also filed as D•••• H••••••••• T• H••••••••

At current firm

8 y

since Jun 1, 2018

In the industry

33 y

since Jan 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jun 1, 2018 · Boston, Ma
U•• F•••••••• S••••••• I••• wirehouse
Feb 14, 2011 to Jun 12, 2018 · Rockland, Ma
M••••• S•••••• D• I••• unclassified
Dec 16, 2002 to Feb 28, 2005 · Norwell, Ma

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
left Jun 12, 2018, registered Jun 1, 2018 (-11 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••
left Feb 28, 2005, registered Feb 14, 2011 (2177 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address