RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• D••••
- B••••• C•••••• M••••••••• I••• mixed wealth currentsince Nov 22, 2022 · Wesley Chapel, Fl
- F••••••• P••• I••••••••• L•• mixed wealthNov 16, 2018 to Sep 28, 2022 · Bloomfield Hills, Mi
- F••••••• P••• I••••••••• L•• to B••••• C•••••• M••••••••• I•••left Sep 28, 2022, registered Nov 22, 2022 (55 days) · RIA to RIA
- L•••••• D•••• left F••••••• P••• I••••••••• L•• for B••••• C•••••• M••••••••• I••• (registered 2022-11-22)Sep 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address