DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••••• A••••• G•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B••• G•••••
At current firm
8 y
since Apr 17, 2018
In the industry
42 y
since Dec 1, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 17, 2018 · Ormond Beach, Fl
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to Apr 27, 2018 · Ormond Beach, Fl
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerNov 6, 2008 to Dec 5, 2017 · Los Angeles, Ca
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Nov 4, 2008 · Ormond Beach, Fl
- S••••••••• S••••••••• I••• unclassifiedMay 17, 2005 to Oct 31, 2005 · Ormond Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 27, 2018, registered Apr 17, 2018 (-10 days) · RIA to affiliated broker-dealer or bank · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 5, 2017, registered Nov 29, 2017 (-6 days) · corporate re-registration, not a move
- S•••••••• F••••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Nov 4, 2008, registered Nov 6, 2008 (2 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address