RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M••••••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 10, 2026 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedDec 16, 2020 to Mar 30, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Dec 31, 2018 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerJan 13, 2017 to Jan 2, 2018 · Charlotte, Nc
- S••••••• I••••••••• S•••••••• I••• formerFeb 23, 1999 to Apr 7, 2005 · Knoxville, Tn
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Mar 30, 2022, registered Mar 10, 2026 (1441 days) · RIA to wirehouse
- B••• S••••••••• L•• to L•• F•••••••• L••left Dec 31, 2018, registered Dec 16, 2020 (716 days) · Affiliated broker-dealer or bank to another
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••left Apr 7, 2005, registered Jan 13, 2017 (4299 days) · Other
- D•••• M•••••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2026-03-10)Mar 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address