RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Jan 28, 2023 · Lake City, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedDec 10, 2013 to Feb 1, 2023 · St Augustine, Fl
- N•• E•••••• S••••••••• C••••••••• formerNov 20, 1998 to Dec 3, 2013 · Jacksonville, Fl
- I••••••••• F•••••••• P••••••• to O•••••••••left Feb 1, 2023, registered Jan 28, 2023 (-4 days) · Other · moved with a team
- N•• E•••••• S••••••••• C••••••••• to I••••••••• F•••••••• P•••••••left Dec 3, 2013, registered Dec 10, 2013 (7 days) · Other
- T••• D•••• T•••••• left I••••••••• F•••••••• P••••••• for Onedigital (registered 2023-01-28)Feb 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address