RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••••• W••• A•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 5, 2026 · Portland, Or
- C••••••••• F•••••••• N•••••• national BDJun 14, 2004 to May 6, 2026 · Portland, Or
- O•••• F•• I••• formerMar 26, 2003 to Jun 17, 2004 · Portland, Or
- C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••left May 6, 2026, registered May 5, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left Jun 17, 2004, registered Jun 14, 2004 (-3 days) · Other
- M•••••• W••• A••••••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-05-05)May 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address