DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• E••••• M•••••
Feed of 09/14/2026
At current firm
3 y
since Feb 1, 2023
In the industry
32 y
since Jun 24, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince Feb 1, 2023 · Lafayette, La
- L•• F•••••••• L•• BD affiliatedNov 24, 2014 to Feb 4, 2021 · Ville Platte, La
- S•••••• W••••• P•••••••• L•• BD affiliatedOct 28, 2013 to Nov 24, 2014 · Ville Platte, La
- E••••• J•••• national BDJan 17, 2007 to Oct 28, 2013 · Ville Platte, La
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P••••••• F•••••••• S•••••••• I•••left Feb 4, 2021, registered Feb 1, 2023 (727 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••• W••••• P•••••••• L•• to L•• F•••••••• L••left Nov 24, 2014, registered Nov 24, 2014 (0 days) · Other
- E••••• J•••• to S•••••• W••••• P•••••••• L••left Oct 28, 2013, registered Oct 28, 2013 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address