DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

R••• A••••••• I•••

No RAUM reportedLake Mary, FloridaCRD 155976SEC 801-72066websiteIAPD
Latest filing Apr 1, 2026
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Jan 6, 2011
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$0 as of Apr 1, 2026
Mar 30, 2012$35.1M then
HNW client RAUM$0 as of Apr 1, 2026
Apr 2, 2018$1.0M then
State-registered IARs (5.B.3)1 as of Apr 1, 2026
Apr 1, 20133 then
Employees (5.A)3 as of Apr 1, 2026
Apr 1, 20135 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••••• J••••• H••••••••Lake Mary, FlApr 1, 202526 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • H••••••••• J••••••• J••••• · Founder & Ceo, Cio, Chief Compliance Officercontrol
    since 03/2019 · owns 75% or more
  • R••••• L•••••• T•• · Cfocontrol
    since 11/2010 · owns less than 5%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory activities · 2 to 3
    Apr 1, 2024 to Apr 1, 2025
  • Financial planning clients · 0 to 0
    Apr 1, 2024 to Apr 1, 2025
  • Advisory employees · 2 to 1
    Apr 9, 2021 to Mar 31, 2022
  • State-registered IARs · 2 to 1
    Apr 9, 2021 to Mar 31, 2022
  • Advisory employees · 1 to 2
    Jun 30, 2020 to Apr 9, 2021
  • Employees · 2 to 3
    Jun 30, 2020 to Apr 9, 2021
  • State-registered IARs · 1 to 2
    Jun 30, 2020 to Apr 9, 2021
  • HQ city · ORLANDO to LAKE MARY
    Mar 31, 2020 to Jun 30, 2020
  • Other offices · 15 to 0
    Mar 31, 2020 to Jun 30, 2020
  • Accounts · 13 to 0
    Dec 16, 2019 to Mar 30, 2020
  • HNW clients · 1 to 0
    Dec 16, 2019 to Mar 30, 2020
  • Individual clients · 12 to 0
    Dec 16, 2019 to Mar 30, 2020
  • Financial planning clients · 1-10 to 0
    Dec 16, 2019 to Mar 30, 2020
  • Discretionary RAUM · $1.7M to $0
    Dec 16, 2019 to Mar 30, 2020
  • HNW RAUM · $1.0M to $0
    Dec 16, 2019 to Mar 30, 2020
  • Individual RAUM · $749,924 to $0
    Dec 16, 2019 to Mar 30, 2020
  • RAUM · $1.7M to $0
    Dec 16, 2019 to Mar 30, 2020
  • Business name · S•••••••• L•••••• I••• to R••• A••••••• I•••
    Mar 31, 2019 to Dec 16, 2019
  • Legal name · S•••••••• L•••••• I••• to R••• A••••••• I•••
    Mar 31, 2019 to Dec 16, 2019
  • Accounts · 35 to 13
    Jan 18, 2019 to Mar 31, 2019
  • HNW clients · 2 to 1
    Jan 18, 2019 to Mar 31, 2019
  • Individual clients · 32 to 12
    Jan 18, 2019 to Mar 31, 2019
  • Other offices · 14 to 15
    Jan 18, 2019 to Mar 31, 2019
  • Discretionary RAUM · $2.8M to $1.7M
    Jan 18, 2019 to Mar 31, 2019
  • Individual RAUM · $1.8M to $749,924
    Jan 18, 2019 to Mar 31, 2019
  • RAUM · $2.8M to $1.7M
    Jan 18, 2019 to Mar 31, 2019
  • HQ city · unset to ORLANDO
    Jan 2, 2019 to Jan 18, 2019
  • HQ state · unset to FL
    Jan 2, 2019 to Jan 18, 2019
  • Accounts · 165 to 35
    Nov 10, 2017 to Apr 2, 2018
  • Advisory employees · 2 to 1
    Nov 10, 2017 to Apr 2, 2018
  • BD registered reps · 2 to 0
    Nov 10, 2017 to Apr 2, 2018
  • HNW clients · 45 to 2
    Nov 10, 2017 to Apr 2, 2018
  • Individual clients · 55 to 32
    Nov 10, 2017 to Apr 2, 2018
  • Employees · 3 to 2
    Nov 10, 2017 to Apr 2, 2018
  • State-registered IARs · 2 to 1
    Nov 10, 2017 to Apr 2, 2018
  • Discretionary RAUM · $20.5M to $2.8M
    Nov 10, 2017 to Apr 2, 2018
  • HNW RAUM · $8.5M to $1.0M
    Nov 10, 2017 to Apr 2, 2018
  • Individual RAUM · $12.0M to $1.8M
    Nov 10, 2017 to Apr 2, 2018
  • RAUM · $20.5M to $2.8M
    Nov 10, 2017 to Apr 2, 2018
  • Accounts · 181 to 165
    Mar 31, 2017 to Nov 10, 2017
Signals
3 dated events
  • Edward Mark Hoaglin (Coo) no longer on Schedule A of R••• A••••••• I••• (listed 2021-04-09, absent 2022-03-31)
    Mar 31, 2022 · Control person left · inference
  • Edward Mark Hoaglin (Coo) appeared on Schedule A of R••• A••••••• I•••
    Apr 9, 2021 · Control person joined · fact
  • R••• A••••••• I••• reported 0 offices beyond its principal office, down from 15 (2020-03-31 to 2020-06-30)
    Jun 30, 2020 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
roboadvisor.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(407) 474-5600reportedpublic record, Form ADV, Apr 1, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026