B•••• C•••• M••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Apr 20, 2022 · Kansas City, Mo
• W•••• F•••• A••••••• wirehouse
  Oct 13, 2015 to Apr 23, 2022 · Overland Park, Ks
• S•••••• N••••••• • C••••••• I••••••••• national BD
  May 28, 2009 to Oct 16, 2015 · Overland Park, Ks
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Aug 17, 2004 to Jul 7, 2005 · Kansas City, Mo

• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Apr 23, 2022, registered Apr 20, 2022 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••
  left Oct 16, 2015, registered Oct 13, 2015 (-3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• R••••• W• B•••• • C•• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••
  left Jul 7, 2005, registered May 28, 2009 (1421 days) · Other

• ••• Locked
  Apr 23, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address