M••••• L•• G••••

• O•••• W•••••• I••• BD affiliated current
  since Jan 24, 2025 · Houston, Tx
• O•••• F•• I••• former
  May 22, 2009 to Jan 24, 2025 · Houston, Tx
• M•• I•••••••• S•••••••• L•• BD affiliated
  Dec 17, 2007 to May 1, 2009 · Houston, Tx
• A••••••• G•••••• S••••••••• I••••••••• unclassified
  Mar 21, 2001 to Dec 19, 2007 · Houston, Tx

• O•••• F•• I••• to O•••• W•••••• I•••
  left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to O•••• F•• I•••
  left May 1, 2009, registered May 22, 2009 (21 days) · Other
• A••••••• G•••••• S••••••••• I••••••••• to M•• I•••••••• S•••••••• L••
  left Dec 19, 2007, registered Dec 17, 2007 (-2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address