RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• C••••••••• H•••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Leesburg, Va
- O•••• F•• I••• formerSep 12, 2017 to Jan 24, 2025 · Vienna, Va
- O••••••••• • C•• I••• BD affiliatedNov 10, 2014 to Sep 22, 2017 · Washington, Dc
- U•• F•••••••• S••••••• I••• wirehouseOct 12, 2007 to Feb 6, 2015 · Washington, Dc
- S••••••• I••••••••• S•••••••• I••• formerJun 30, 2004 to Nov 9, 2007 · Burke, Va
- W•••• F•••• A••••••• wirehouseFeb 22, 2000 to Jun 21, 2004 · Arlington, Va
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- O••••••••• • C•• I••• to O•••• F•• I•••left Sep 22, 2017, registered Sep 12, 2017 (-10 days) · Other
- U•• F•••••••• S••••••• I••• to O••••••••• • C•• I•••left Feb 6, 2015, registered Nov 10, 2014 (-88 days) · Other
- S••••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Nov 9, 2007, registered Oct 12, 2007 (-28 days) · Other
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Jun 21, 2004, registered Jun 30, 2004 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address