RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•• H• C•••••
- C• A•••••••• L•• independent RIA currentsince Apr 29, 2021 · Miami, Fl
- P••••••• A••••••• G••••• I••• formerNov 3, 2015 to May 17, 2021 · Miami, Fl
- T•• E••••••••• G••••• I••• formerJul 18, 2003 to Sep 9, 2015 · Miami, Fl
- P••••••• A••••••• G••••• I••• to C• A•••••••• L••left May 17, 2021, registered Apr 29, 2021 (-18 days) · RIA to RIA · moved with a team
- T•• E••••••••• G••••• I••• to P••••••• A••••••• G••••• I•••left Sep 9, 2015, registered Nov 3, 2015 (55 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address